Prudential Management & Regulatory Reporting

RegData/Gabriel reporting to FCA

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Michael Chambers

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Preparation/Submission of periodic reporting for any firm type.

For many FCA-regulated firms, reporting via RegData/GABRIEL is their principal touchpoint with the FCA, so it is imperative it is done correctly to avoid any unwanted regulatory scrutiny.

Expert Regulatory Reporting Assistance for FCA Compliance

Our regulatory reporting team ensure that you are completing the right returns, provide expert advice on the more complex areas and underlying calculations, and assist in delivering timely and accurate reporting to the FCA.

12 months until the implementation of the new prudential regime

The new prudential regime for investment firms, IFD/IFR, will be implemented in 12 months, on 26th June 2021.

21 March 2023 • Governance Risk & Compliance

The making of the UK new regulatory framework

As the UK moves toward a new financial environment post-Brexit, the FCA is beginning the process of shaping the new regulatory regime and is open to feedback from fund managers and investors through its latest discussion paper, which it will use to create an accurate picture of what investors and funds really want. The modernisation […]

16 March 2023 • Governance Risk & Compliance

Increased regulatory focus on anti-money laundering non-compliance – is your investment fund prepared?

Regulators globally are placing increased focus on the identification of anti-money laundering (“AML”) control deficiencies and Know Your Customer non-compliance. This places even more scrutiny on the AML officers who are charged with ensuring that an AML framework is robust and at all times compliant with jurisdictional AML regimes. In the alternative investment funds space, […]

The Team

Meet the Support Services team

Michael Chambers

Group Head of Prudential