Prudential Management & Regulatory Reporting

Prudential Monitoring

Ongoing review of liquidity and capital adequacy and ad-hoc expert consulting to ensure embedded compliance with FCA rules.

Firms are required to maintain adequate financial resources at all times as a threshold condition of being regulated by the FCA. This means keeping on top of capital adequacy and liquidity at least monthly in a timely manner. It also means keeping an eye on the future for the impact of any known or reasonably foreseeable events and preventing any shortfalls ahead of time.

We work with you to conduct this analysis of year-to-date and forecasted information to ensure you keep on top of capital adequacy and liquidity, providing early warnings and practical advice when we believe action is necessary. This is particularly useful to firms whose internal or outsourced accounting function does not operate this on an embedded basis.

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The Team

Meet the Prudential Monitoring team