Understanding the evolving financial impact of the new regime on a forward-looking basis is as important as understanding the direct impact today.
As the FCA increases its focus on prudential regulation the onus is on firms to demonstrate the financial viability and prudential compliance over a forward-looking horizon.
Our experienced team works with you to produce financial projections helping you to foresee future capital and liquidity needs and ensuring a smooth application process with the regulator.
21 March 2023 • Governance Risk & Compliance
As the UK moves toward a new financial environment post-Brexit, the FCA is beginning the process of shaping the new regulatory regime and is open to feedback from fund managers and investors through its latest discussion paper, which it will use to create an accurate picture of what investors and funds really want. The modernisation […]
16 March 2023 • Governance Risk & Compliance
Regulators globally are placing increased focus on the identification of anti-money laundering (“AML”) control deficiencies and Know Your Customer non-compliance. This places even more scrutiny on the AML officers who are charged with ensuring that an AML framework is robust and at all times compliant with jurisdictional AML regimes. In the alternative investment funds space, […]