Preparation/Submission of periodic reporting for any firm type.
For many SFC-regulated firms, FRR reporting is their principal touchpoint with the SFC, so it is imperative it is done correctly to avoid any unwanted regulatory scrutiny.
Our regulatory reporting team ensure that you are completing the right returns, provide expert advice on the more complex areas and underlying calculations, and assist in delivering timely and accurate reporting to the SFC.
21 March 2023 • Governance Risk & Compliance
As the UK moves toward a new financial environment post-Brexit, the FCA is beginning the process of shaping the new regulatory regime and is open to feedback from fund managers and investors through its latest discussion paper, which it will use to create an accurate picture of what investors and funds really want. The modernisation […]
16 March 2023 • Governance Risk & Compliance
Regulators globally are placing increased focus on the identification of anti-money laundering (“AML”) control deficiencies and Know Your Customer non-compliance. This places even more scrutiny on the AML officers who are charged with ensuring that an AML framework is robust and at all times compliant with jurisdictional AML regimes. In the alternative investment funds space, […]