Fully-outsourced preparation/submission of quarterly Common Reporting.
COREP submissions are among the most complex of regulatory reports and many firms are required to report on capital adequacy and asset encumbrance under this framework, not least driven by the complex underlying rules but exacerbated by the need for specialist software.
Our regulatory reporting team provides expert advice on the complex underlying calculations and assists in delivering timely and accurate reporting to you. We use software on your behalf and submit COREP in the correct format via the FCA’s GABRIEL system.
21 March 2023 • Governance Risk & Compliance
As the UK moves toward a new financial environment post-Brexit, the FCA is beginning the process of shaping the new regulatory regime and is open to feedback from fund managers and investors through its latest discussion paper, which it will use to create an accurate picture of what investors and funds really want. The modernisation […]
16 March 2023 • Governance Risk & Compliance
Regulators globally are placing increased focus on the identification of anti-money laundering (“AML”) control deficiencies and Know Your Customer non-compliance. This places even more scrutiny on the AML officers who are charged with ensuring that an AML framework is robust and at all times compliant with jurisdictional AML regimes. In the alternative investment funds space, […]